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Proposal Preparation and Processing

  
  


  



The Proposal Development Process: Roles and Responsibilties

This table outlines the responsibilities of the Principal Investigator/Project Director (PI) and those of the Office of Grants and Contracts (OGC). Links in the table take you to detailed instructions.

 

Activity
1.
2.
3.
4.
5.
6.
7.
8.


Find funding opportunities   
Talk to program officer
Draft proposal/collect supporting documentation
Complete routing sheet signatures 1-5 
Complete routing sheet signatures 6-7
Submit proposal
Negotiate award
Obtain authorized institutional signature on award
PI
*
*
*
*
OGC
*



*
*
*

*
 

A) Identify a funding opportunity

1. The OGC routinely sends grant opportunities to individuals, departments, and colleges. If you see one that interests you, just email or call to start the process.

2. Use the GrantSearch tool available through KSU’s subscription to AASCU’s Grants Resource Center to learn more about upcoming deadlines for funding opportunities: http://www.aascu.org/grc/. (Call the OGC at X6046 if the system prompts you for a login and password.)

3. Search OGC Funding Sources.

4. Submit your research interests to the OGC by completing the faculty funding profile so that we can better tailor our emails to your project interests.

5. Call or email to set up an appointment to come in and tell us about your project ideas. We will make recommendations and conduct searches for you.

B) Communicate your intent to apply

1. Talk with your chair and dean. You will need their approval to apply.

  • You will need their signatures on your internal routing form. You need to know when they are available to review and sign and how much time they will need.
  • Discuss your budget with them, especially issues such as course reassignment time, indirect costs, and cost sharing. If you haven’t prepared a grant budget before, ask the OGC for help. A spreadsheet for budget calculations is located on the forms page of the OGC website.
  • Find out what parts of the application package your chair and dean expect to review. In some cases, they may need just the abstract and budget; in other cases, they may need to see the complete package.

2. Notify the OGC.

  • Complete the Notice of Intent to Apply for a Grant.
  • You will need the OGC to review your budget and request the signature from Business and Finance. You must request this 5 days in advance of the sponsor’s deadline.
  • You will need the OGC to submit the final application package.

3. Communicate appropriately with the sponsor.

  • In most cases, you should have a talk with the program officer to let them know you plan to apply and to get guidance.

  • Sometimes a formal letter of intent is required. The OGC will help you with this.

  • Draft proposals should be reviewed by OGC prior to submission to the funder.

C) Coordinate your submission with the OGC

1. Set up a meeting with the OGC to go over the guidelines, to set up a timeline for finishing all the required pieces, to plan for technical support, and to get your budget reviewed.

2. Determine how much support you will need to assemble your application package. Those who are new to the process typically need editing support, help with budget development, and some informal training on how to use the sponsor’s proposal submission system.

3. Be aware that there is more to an application package than the project narrative. Letters of support and other appendices take time to assemble. The OGC can help you with these, given an appropriate timeline.

4. If the application package is paper, the OGC will mail the package, make copies of the final version, and track the UPS shipment for you.

5. If the application package is electronic (e.g., FastLane or Grants.gov), OGC will provide technical support (including uploading documents, if necessary) and take care of the electronic signature. Plan to be available on submission day to answer last minute questions, especially for electronic submissions. Occasionally questions arise that are not covered in the application guidelines. To review the electronic system to be used for your proposal, go to http://www.kennesaw.edu/osp/Electronic_Systems.html.

D) Follow up

1. Contact the OGC when you receive notice of an award or a decline. Sometimes we hear first and sometimes you do, depending on the sponsor.

2. Contracts for all awards are negotiated through the OGC. KSU is the applicant, not the PI.

3. OGC will obtain the signature of the authorized organizational representative on all awards. Faculty members cannot sign contracts.

4. If your application is declined, contact the sponsor and find out if reviewers’ comments are available. Forward a copy of your reviews to the OGC for your project folder. Schedule an appointment with the OGC to talk about your resubmission strategy.

In most cases, a declined proposal is not a failure; it is just a normal step in the process of seeking external funding. Expect to submit a major proposal two or three times. Positive reviewers’ comments and recommendations for strengthening your proposal are evidence that you are moving in the right direction.

Email: pstrange@kennesaw.edu
This page last modified June 22, 2009
Copyright © 2009 Kennesaw State University